Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Marshall Livingston | 5772377 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Marshall Livingston | 5772377 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Marshall Livingston | 5772377 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ashley Nicole Felts | 5989052 | 1 | 05/04/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Nathan W Rainbolt | 5485183 | 2 | 04/27/2011 | Customer Dispute | Denied | $52,944.40 | $0.00 | See FINRA Report |
| Jeffrey Alan Lawson | 3257793 | 2 | 03/30/2011 | Customer Dispute | Denied | $108,492.00 | $0.00 | See FINRA Report |
| Mark Edward Sloan | 4304701 | 2 | 11/17/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Tafelski | 2343353 | 1 | 11/17/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Russell Riley | 4156976 | 8 | 11/02/2010 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Nathan W Rainbolt | 5485183 | 2 | 09/20/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |