Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ayman Suliman Ghousheh | 5035906 | 1 | 01/09/2012 | Customer Dispute | Denied | $12,834.30 | $0.00 | See FINRA Report |
| Bradley D Recknagel | 4722889 | 3 | 12/29/2011 | Customer Dispute | Denied | $8,148.42 | $0.00 | See FINRA Report |
| Rodney Dewayne Smith | 2382688 | 1 | 11/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Feraas Isa Suleyman | 4062250 | 4 | 10/26/2011 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Adam Richard Slosar | 5356143 | 1 | 10/19/2011 | Customer Dispute | Denied | $9,481.83 | $0.00 | See FINRA Report |
| Lynn M Zak | 4585615 | 1 | 09/30/2011 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Scott Robert Barlow | 2924924 | 6 | 07/05/2011 | Customer Dispute | Settled | $1,494,920.00 | $0.00 | See FINRA Report |
| Robert Clement Dice | 2136215 | 1 | 06/29/2011 | Customer Dispute | Settled | $17,623.80 | $0.00 | See FINRA Report |
| William B Hanlon | 1734087 | 1 | 06/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Richard Bayman | 4249966 | 1 | 06/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |