Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Torreon | 5077845 | 3 | 11/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin R McConnell | 5968436 | 1 | 11/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael R Ver Merris | 5184234 | 1 | 10/15/2012 | Customer Dispute | Denied | $16,300.00 | $0.00 | See FINRA Report |
| Julie Ann Zobeck | 4149740 | 3 | 09/13/2012 | Customer Dispute | Denied | $39,623.70 | $0.00 | See FINRA Report |
| David Michael Salkowski | 1384746 | 1 | 09/13/2012 | Customer Dispute | Denied | $39,623.70 | $0.00 | See FINRA Report |
| Ahmet Kildis | 2058173 | 4 | 08/22/2012 | Customer Dispute | Denied | $13,158.00 | $0.00 | See FINRA Report |
| Bradley A Mills | 4230159 | 1 | 06/01/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Schwartz | 1953971 | 1 | 02/13/2012 | Customer Dispute | Settled | $18,777.90 | $0.00 | See FINRA Report |
| Stephen Charles Becker | 4686658 | 1 | 02/13/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Feraas Isa Suleyman | 4062250 | 4 | 01/17/2012 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |