Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rita Aridely Alcaraz | 6096045 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rita Aridely Alcaraz | 6096045 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rita Aridely Alcaraz | 6096045 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rita Aridely Alcaraz | 6096045 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Todd Thompson | 4829999 | 5 | 07/28/2014 | Customer Dispute | Denied | $28,729.00 | $0.00 | See FINRA Report |
| Julie Ann Zobeck | 4149740 | 3 | 07/07/2014 | Customer Dispute | Denied | $10,770.80 | $0.00 | See FINRA Report |
| Robin Dyan Moses | 2490438 | 1 | 07/02/2014 | Customer Dispute | Denied | $7,235.66 | $0.00 | See FINRA Report |
| Stephanie L Russell | 5127847 | 1 | 06/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Ann Liebbe | 5204075 | 1 | 04/04/2014 | Customer Dispute | Denied | $13,776.50 | $0.00 | See FINRA Report |
| Romelda Rae Giles | 4998681 | 1 | 02/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |