Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Michelle Fidler | 6097584 | 1 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tricia Diane Easley | 5073457 | 10 | 02/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Shannon Fairgrieve | 6117474 | 1 | 01/19/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Martin Edward Plant | 5851394 | 2 | 01/18/2016 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Tricia Diane Easley | 5073457 | 10 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Martin | 7396738 | 1 | 10/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Williams | 1585628 | 2 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruben Zapata | 5526942 | 2 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Clark Curtsinger | 5318573 | 1 | 06/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denis Kazalac | 4715528 | 1 | 06/02/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |