Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Williams | 1585628 | 2 | 10/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerid Robert Friar | 4598174 | 1 | 09/13/2016 | Customer Dispute | Denied | $40,786.30 | $0.00 | See FINRA Report |
| Denes Joseph Chapo | 2699741 | 5 | 09/02/2016 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Matthew Todd Thompson | 4829999 | 5 | 07/28/2016 | Customer Dispute | Withdrawn | $28,648.50 | $0.00 | See FINRA Report |
| Kwame Kenyatta | 7709937 | 2 | 07/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fabrizio Sanchez | 4146936 | 4 | 06/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carrie L Reynolds | 4364992 | 2 | 06/20/2016 | Customer Dispute | Denied | $12,809.90 | $0.00 | See FINRA Report |
| Christopher Edward Crull | 4825062 | 1 | 05/05/2016 | Customer Dispute | Denied | $21,373.00 | $0.00 | See FINRA Report |
| Tricia Diane Easley | 5073457 | 10 | 04/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Sloan | 4304701 | 2 | 02/26/2016 | Customer Dispute | Denied | $11,954.00 | $0.00 | See FINRA Report |