Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tricia Diane Easley | 5073457 | 10 | 03/25/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Lopez | 7263857 | 1 | 03/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Todd Thompson | 4829999 | 5 | 02/03/2017 | Customer Dispute | Denied | $25,250.00 | $0.00 | See FINRA Report |
| Jeffrey C Crabtree | 6990866 | 2 | 01/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley D Recknagel | 4722889 | 3 | 01/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley D Recknagel | 4722889 | 3 | 01/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denes Joseph Chapo | 2699741 | 5 | 12/08/2016 | Customer Dispute | Denied | $101,358.00 | $0.00 | See FINRA Report |
| Steven Anthony Dudley | 4944491 | 1 | 12/01/2016 | Customer Dispute | Denied | $7,074.78 | $0.00 | See FINRA Report |
| John Mazzarella | 6015059 | 3 | 11/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Mazzarella | 6015059 | 3 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |