Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fifth Third Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Marshall Livingston | 5772377 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Marshall Livingston | 5772377 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Kuzniar | 2123959 | 1 | 03/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles D Williams | 6649881 | 1 | 07/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Marshall Livingston | 5772377 | 5 | 02/25/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ted Stephen Rolf | 4944359 | 1 | 05/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Marshall Livingston | 5772377 | 5 | 10/27/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |