Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bolanle Bosede Olagundoye | 1949750 | 2 | 06/16/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Hall | 3121453 | 1 | 03/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billal Jahangiri | 7322016 | 1 | 06/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Matthew Hart | 6327171 | 1 | 07/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julius Williams | 3178162 | 1 | 06/10/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jason William Stern | 2863115 | 1 | 06/13/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Gerstel | 2594163 | 2 | 05/29/2001 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Steven Michael Gerstel | 2594163 | 2 | 06/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Callaghan | 3276055 | 1 | 05/03/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Altmin | 4263384 | 1 | 07/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |