Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bolanle Bosede Olagundoye | 1949750 | 2 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katie Williams Thomas | 5744454 | 2 | 06/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Christopher Frail | 2372547 | 2 | 12/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Frail | 2372547 | 2 | 06/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katie Williams Thomas | 5744454 | 2 | 02/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryce Humphreys Nugent | 7501427 | 1 | 10/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Moore | 7298194 | 1 | 03/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Threet | 7569805 | 2 | 03/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Threet | 7569805 | 2 | 03/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Alexander Levy | 6776916 | 1 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |