Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Christopher Frail | 2372547 | 2 | 12/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brittany Holmes | 7397274 | 2 | 11/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yana Annaberdyeva | 5247286 | 1 | 08/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Holmes | 7397274 | 2 | 05/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Stephen Quick | 2464759 | 3 | 10/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Swanson | 5990736 | 1 | 01/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Stephen Quick | 2464759 | 3 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Stephen Quick | 2464759 | 3 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Christopher Frail | 2372547 | 2 | 06/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Lorenzo | 6598729 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |