Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Funds Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noe Lopez | 4522138 | 1 | 03/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Riley Otho Etheridge | 1305443 | 1 | 01/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Threlfall | 2659993 | 1 | 04/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |