Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Funds Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Aaron Sutton | 7168581 | 3 | 02/06/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexis Louise Trapp | 6569297 | 1 | 12/25/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Broderic Charles Schoen | 6060867 | 1 | 10/02/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bradley Aaron Sutton | 7168581 | 3 | 06/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Margrete McEndarfer | 6060516 | 1 | 05/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Alexander Palacios | 7689650 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin John Carevic | 4070932 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Ungos Parayno | 4014834 | 1 | 04/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Rameen Mirhaydari | 6047063 | 1 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reid Anthony Luna | 5811518 | 1 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |