Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debora Rene McMillan | 2886219 | 2 | 11/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Steven Frazeur | 2409480 | 2 | 04/19/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Steven Frazeur | 2409480 | 2 | 03/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Colin O'Neill | 1363884 | 2 | 04/01/1985 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Carmencita Tyler Best | 4735818 | 4 | 12/16/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin O'Neill | 1363884 | 2 | 09/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Stone Feild | 815098 | 2 | 04/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Frenkel | 727924 | 2 | 08/20/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lester Collins | 1682785 | 1 | 07/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Hardie Jones | 261337 | 1 | 06/20/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |