Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Frenkel | 727924 | 2 | 08/20/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lester Collins | 1682785 | 1 | 07/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Hardie Jones | 261337 | 1 | 06/20/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |