Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Earl Nelson | 1704486 | 1 | 09/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 05/13/1997 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 09/05/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Todd Glasman | 1170033 | 20 | 09/01/1996 | Customer Dispute | Settled | $26,025.00 | $0.00 | See FINRA Report |
| Evelyn Jean Lover | 2102215 | 1 | 06/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 05/24/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald Allen Kartoon | 264647 | 8 | 11/21/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Allen Kartoon | 264647 | 8 | 12/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 12/01/1992 | Customer Dispute | Settled | $119,000.00 | $0.00 | See FINRA Report |
| Debora Rene McMillan | 2886219 | 2 | 05/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |