Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fred Augusta | 1333913 | 24 | 10/02/2000 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 09/29/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 08/29/2000 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/17/2000 | Customer Dispute | Award / Judgment | $0.00 | $168,400.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 08/16/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/10/2000 | Customer Dispute | Final | $312,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/09/2000 | Customer Dispute | Final | $230,772.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 07/10/2000 | Customer Dispute | Award / Judgment | $377,000.00 | $41,250.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 07/10/2000 | Customer Dispute | Final | $45,000.00 | $0.00 | See FINRA Report |
| David Alan Gotz | 1052137 | 1 | 06/14/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |