Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Willis Bashore | 721311 | 2 | 04/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela J Broms | 1242913 | 1 | 03/14/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 02/23/2000 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 08/24/1999 | Customer Dispute | Denied | $23,754.50 | $0.00 | See FINRA Report |