Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reno Edward Jones | 2726980 | 2 | 06/09/2015 | Customer Dispute | Denied | $12,370.40 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 05/26/2015 | Customer Dispute | Denied | $71,952.20 | $0.00 | See FINRA Report |
| Hunter Ryan Sims | 5963828 | 2 | 02/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Harold Harding | 1587419 | 2 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael David Karp | 1101371 | 1 | 04/28/2009 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| William Fredric Kellogg | 2098373 | 1 | 09/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Parrish Ketely Braden | 4160127 | 1 | 09/05/2006 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Peter Dieter Nett | 4506990 | 3 | 02/24/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Lee Gershon | 2243116 | 5 | 05/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Henry Willis Bashore | 721311 | 2 | 04/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |