Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fred Augusta | 1333913 | 24 | 08/10/2000 | Customer Dispute | Final | $312,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/09/2000 | Customer Dispute | Final | $230,772.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 07/10/2000 | Customer Dispute | Award / Judgment | $377,000.00 | $41,250.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 07/10/2000 | Customer Dispute | Final | $45,000.00 | $0.00 | See FINRA Report |
| David Alan Gotz | 1052137 | 1 | 06/14/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 06/14/2000 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 06/13/2000 | Customer Dispute | Award / Judgment | $230,000.00 | $833,125.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 06/09/2000 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 02/23/2000 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 12/06/1999 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |