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FINRA Broker Disclosures for Hilltop Securities Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 100 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bradley Todd Glasman11700332010/19/2009Customer DisputeSettled$231,500.00$0.00See FINRA Report
Stacy Lynn Sternportman1155563405/14/2009Customer DisputeSettled$10,000.00$0.00See FINRA Report
Michael David Karp1101371104/28/2009Customer DisputeDenied$400,000.00$0.00See FINRA Report
Barbara Frenkel727924204/27/2009Customer DisputeSettled$110,767.00$0.00See FINRA Report
Howard Drew Arden4739759104/22/2009Customer DisputeSettled$9,570.00$0.00See FINRA Report
Ronald Lee Gershon2243116511/04/2008Customer DisputeSettled$180,000.00$0.00See FINRA Report
Andrew Scott Paul2978294107/08/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Ronald Lee Gershon2243116505/05/2008Customer DisputeSettled$30,000.00$0.00See FINRA Report
Donald Allen Kartoon264647804/08/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report
Donald Allen Kartoon264647803/24/2008Customer DisputeSettled$5,000.00$0.00See FINRA Report

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