Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fred Augusta | 1333913 | 23 | 01/06/2016 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Donald Allen Kartoon | 264647 | 8 | 10/08/2015 | Customer Dispute | Award / Judgment | $114,142.00 | $4,000.00 | See FINRA Report |
| Reno Edward Jones | 2726980 | 2 | 06/09/2015 | Customer Dispute | Denied | $12,370.40 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 23 | 05/26/2015 | Customer Dispute | Award / Judgment | $0.00 | $1,797,050.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 05/26/2015 | Customer Dispute | Denied | $71,952.20 | $0.00 | See FINRA Report |
| Hunter Ryan Sims | 5963828 | 2 | 02/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Ray Melville | 5311511 | 3 | 04/02/2014 | Customer Dispute | Withdrawn | $34,325.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 07/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Harold Harding | 1587419 | 2 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Ray Melville | 5311511 | 3 | 06/28/2011 | Customer Dispute | Settled | $7,284.72 | $0.00 | See FINRA Report |