Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannie Tran Martinez | 5109347 | 1 | 01/24/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Peter Dieter Nett | 4506990 | 3 | 01/17/2020 | Customer Dispute | Award / Judgment | $208,000.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 01/13/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neal Vanover | 4813059 | 2 | 12/09/2019 | Customer Dispute | Settled | $785,445.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 06/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Parker Wayne Brean | 5507026 | 2 | 05/07/2019 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 02/13/2019 | Customer Dispute | Settled | $398,832.00 | $0.00 | See FINRA Report |
| Hunter Ryan Sims | 5963828 | 2 | 01/24/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Marcus Allen | 4757238 | 1 | 11/20/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/27/2018 | Customer Dispute | Settled | $97,774.00 | $0.00 | See FINRA Report |