Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hilltop Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Brett Howard | 1052510 | 8 | 07/30/1998 | Customer Dispute | Settled | $18,695.60 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 07/06/1998 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 02/03/1998 | Customer Dispute | Settled | $157,225.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 05/13/1997 | Customer Dispute | Settled | $37,500.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 09/01/1996 | Customer Dispute | Settled | $26,025.00 | $0.00 | See FINRA Report |
| Bradley Todd Glasman | 1170033 | 20 | 05/24/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald Allen Kartoon | 264647 | 8 | 11/21/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Allen Kartoon | 264647 | 8 | 12/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Robberecht | 1213446 | 6 | 12/01/1992 | Customer Dispute | Settled | $119,000.00 | $0.00 | See FINRA Report |
| Richard Stone Feild | 815098 | 2 | 09/27/1990 | Customer Dispute | Settled | $27,300.00 | $0.00 | See FINRA Report |