Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allianz Life Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton James Johnson | 3212781 | 3 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Terence Chait | 2881163 | 1 | 04/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan Krause | 7185176 | 1 | 12/04/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake Hamilton Pfleiderer | 7363902 | 1 | 05/04/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Zarling | 5912083 | 1 | 05/22/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sam Michael Tippy | 3005709 | 1 | 02/15/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Lawrence Ward | 5581583 | 1 | 11/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Johnson | 2816917 | 2 | 02/01/2001 | Customer Dispute | Withdrawn | $350,000.00 | $0.00 | See FINRA Report |
| William Francis Schatz | 2858662 | 1 | 01/29/2001 | Customer Dispute | Denied | $212,000.00 | $0.00 | See FINRA Report |
| Stephen Johnson | 2816917 | 2 | 06/10/2000 | Customer Dispute | Withdrawn | $337,500.00 | $0.00 | See FINRA Report |