Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwaine Keith Meyer | 2858250 | 3 | 10/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Casillas | 6993782 | 1 | 07/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin James Niven | 7808531 | 1 | 06/21/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Darwin Brown | 2180076 | 2 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula A Gerard | 1833345 | 1 | 02/27/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Nestor | 3163472 | 1 | 11/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Darwin Brown | 2180076 | 2 | 08/25/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Natalie Mae Knight | 6821821 | 1 | 07/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Conceicao Chantre | 7185242 | 4 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerry Allen Cieluch | 3249593 | 1 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |