Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis Carlyn Halsey | 5352732 | 3 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Thomas McWilliams | 2762832 | 3 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Thomas McWilliams | 2762832 | 3 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shane D Wieters | 7370190 | 5 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kofi Tawiah Intsiful | 1542220 | 5 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Milton Crandall | 6733912 | 5 | 07/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Milton Crandall | 6733912 | 5 | 07/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Price Mahoney | 5027210 | 2 | 07/12/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Russell Lloyd Spellman | 5752606 | 3 | 05/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher L Harsley | 5536807 | 1 | 05/03/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |