Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Alpern | 6565273 | 1 | 09/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Elliott Boe | 860769 | 2 | 12/05/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Alvin Hall | 2781947 | 3 | 04/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Allen Herndon | 3047856 | 1 | 02/04/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Alvin Hall | 2781947 | 3 | 01/25/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Alvin Hall | 2781947 | 3 | 05/23/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |