Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lance Walter Loof | 6424592 | 1 | 03/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Dillard Ward | 1823938 | 1 | 10/27/2003 | Customer Dispute | Denied | $7,157.44 | $0.00 | See FINRA Report |
| Douglas Edward Watts | 2056370 | 1 | 02/26/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Walker | 5579958 | 4 | 04/02/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Joseph Reiser | 5199678 | 1 | 03/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy John Pereschino | 1678650 | 1 | 02/19/2001 | Customer Dispute | Denied | $9,399.24 | $0.00 | See FINRA Report |
| Philip Clyde Sessoms | 6668590 | 4 | 10/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael William Linn | 6093148 | 1 | 05/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Walker | 5579958 | 4 | 04/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Clyde Sessoms | 6668590 | 4 | 07/21/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |