Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emilio Leonardo Torrealba Charinga | 7299222 | 5 | 05/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Franklin Lanier | 2467072 | 2 | 08/26/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kofi Tawiah Intsiful | 1542220 | 5 | 09/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth James Haughney | 6004670 | 1 | 12/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Walker | 5579958 | 4 | 04/02/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Walker | 5579958 | 4 | 09/30/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |