Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles A Johnson | 5972874 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Emilio Boulay | 6072867 | 2 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Emilio Boulay | 6072867 | 2 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dalcio Leonel Andujar | 5225670 | 1 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |