Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane D Wieters | 7370190 | 5 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Carlyn Halsey | 5352732 | 3 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Carlyn Halsey | 5352732 | 3 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Conceicao Chantre | 7185242 | 4 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Conceicao Chantre | 7185242 | 4 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Carlyn Halsey | 5352732 | 3 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane D Wieters | 7370190 | 5 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane D Wieters | 7370190 | 5 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Flick | 7422507 | 1 | 03/08/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dwaine Keith Meyer | 2858250 | 3 | 02/21/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |