Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kofi Tawiah Intsiful | 1542220 | 5 | 11/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas J McNulty | 5790732 | 2 | 09/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas J McNulty | 5790732 | 2 | 04/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Jund | 2397339 | 1 | 01/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul John Thomas | 5831807 | 1 | 04/28/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaford Dean Burgad | 2053873 | 1 | 01/21/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Clyde Sessoms | 6668590 | 4 | 10/06/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Alpern | 6565273 | 1 | 09/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Alvin Hall | 2781947 | 3 | 04/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Allen Herndon | 3047856 | 1 | 02/04/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |