Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Kevin Lish | 1999861 | 1 | 06/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael O York | 5956597 | 2 | 03/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Richard Hobson | 4542996 | 3 | 02/11/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Richard Hobson | 4542996 | 3 | 01/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Clyde Sessoms | 6668590 | 4 | 10/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Clyde Sessoms | 6668590 | 4 | 07/21/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Elliott Boe | 860769 | 2 | 12/05/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |