Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Emilio Boulay | 6072867 | 2 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Emilio Boulay | 6072867 | 2 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dalcio Leonel Andujar | 5225670 | 1 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Kaspar | 2694087 | 3 | 03/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Paul Hurt | 2139646 | 4 | 03/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dodd | 5959952 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Paul Hurt | 2139646 | 4 | 06/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dathan Belanger | 3265907 | 2 | 05/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel William Bodmann | 4588323 | 1 | 01/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul B Alongi | 6451132 | 1 | 11/18/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |