Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Dillard Ward | 1823938 | 1 | 10/27/2003 | Customer Dispute | Denied | $7,157.44 | $0.00 | See FINRA Report |
| Douglas Edward Watts | 2056370 | 1 | 02/26/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy John Pereschino | 1678650 | 1 | 02/19/2001 | Customer Dispute | Denied | $9,399.24 | $0.00 | See FINRA Report |