Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual of Omaha Investor Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Paul Hurt | 2139646 | 4 | 02/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Richard Hobson | 4542996 | 3 | 04/24/2008 | Customer Dispute | Denied | $9,239.00 | $0.00 | See FINRA Report |
| Kevin Wayne Smith | 1570307 | 1 | 04/03/2006 | Customer Dispute | Withdrawn | $50,382.20 | $0.00 | See FINRA Report |
| Alexander Albert Alfonso | 4127664 | 1 | 10/03/2005 | Customer Dispute | Denied | $6,039.57 | $0.00 | See FINRA Report |
| Samm Edward Tague | 859467 | 1 | 08/02/2004 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Carl Dillard Ward | 1823938 | 1 | 10/27/2003 | Customer Dispute | Denied | $7,157.44 | $0.00 | See FINRA Report |
| Douglas Edward Watts | 2056370 | 1 | 02/26/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy John Pereschino | 1678650 | 1 | 02/19/2001 | Customer Dispute | Denied | $9,399.24 | $0.00 | See FINRA Report |