Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. C. Ziegler and Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Thomas Moran | 6975043 | 1 | 08/18/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Jay Cason | 5806464 | 1 | 08/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Eric Robertson | 2738056 | 3 | 02/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Eric Robertson | 2738056 | 3 | 02/28/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Eric Robertson | 2738056 | 3 | 08/30/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |