Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Marie Martin | 6724777 | 6 | 04/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Applebaum | 1628443 | 10 | 02/11/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Richard Laliberte | 3003191 | 1 | 09/25/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Margaret Marie Martin | 6724777 | 6 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Marie Martin | 6724777 | 6 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Marie Martin | 6724777 | 6 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Rouse Brown | 5181977 | 1 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Fauzio | 2193834 | 8 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Patrick Ulatowski | 2055692 | 4 | 06/10/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jack Theodore Johnson | 1861254 | 2 | 06/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |