Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mayer Matthew Flaks | 1967648 | 2 | 03/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 02/14/2020 | Customer Dispute | Settled | $4,985,680.00 | $0.00 | See FINRA Report |
| Thomas James Kachel | 2336099 | 1 | 12/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth John Arellano | 2660786 | 4 | 11/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Steven Litras | 1908454 | 2 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 10/02/2019 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Kenneth John Arellano | 2660786 | 4 | 09/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Argero Malacinski | 5306077 | 1 | 08/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vimal Madhani | 4909046 | 1 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Scholler | 3230132 | 10 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |