Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lewis Gitterman | 1910332 | 9 | 08/09/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 06/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Thomas Hu | 2777141 | 1 | 05/04/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gar Blake McCray | 1368968 | 1 | 02/24/2021 | Customer Dispute | Settled | $1,898,820.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Warren | 5616071 | 1 | 11/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Jerry Fava | 4286445 | 2 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Todd Walker | 2368039 | 4 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deneesha Antonette Ellis | 6407842 | 3 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deneesha Antonette Ellis | 6407842 | 3 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deneesha Antonette Ellis | 6407842 | 3 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |