Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Hyman Morris | 1046760 | 5 | 05/01/1992 | Customer Dispute | Settled | $935,397.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 10/10/1991 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Albert Michael D'Amato | 2630045 | 2 | 10/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Hyman Morris | 1046760 | 5 | 01/02/1988 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Edward Raymond Mazoyer | 600801 | 3 | 08/01/1987 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Chasse | 7092286 | 1 | 10/03/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Femminello | 1384317 | 1 | 10/21/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Beverly Ann Mingola | 868049 | 4 | 06/07/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Taylor Valentine | 1646981 | 3 | 01/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Dennis Cleary | 48345 | 3 | 11/30/-0001 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |