Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Harry Applebaum | 1628443 | 10 | 04/16/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Isaac Schlesinger | 413636 | 2 | 02/23/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Brielle Simpson | 2153564 | 3 | 05/12/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jack Chite | 1160338 | 1 | 03/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Albert Michael D'Amato | 2630045 | 2 | 09/18/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Brian Paul Burns | 2847213 | 2 | 06/03/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Paul Fauzio | 2193834 | 8 | 04/26/1999 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Nina Trimlett | 1269698 | 1 | 12/02/1998 | Customer Dispute | Settled | $9,753.00 | $0.00 | See FINRA Report |
| Gregory John Mistovich | 823724 | 3 | 11/20/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Janet T Doherty | 2073278 | 3 | 06/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |