Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Harry Applebaum | 1628443 | 10 | 12/16/2002 | Customer Dispute | Denied | $196,280.00 | $0.00 | See FINRA Report |
| David Jerome Guy | 2484070 | 1 | 08/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bill Baker | 2102752 | 1 | 08/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Paul Fauzio | 2193834 | 8 | 08/02/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Delsignore | 3211462 | 2 | 04/08/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Edward Raymond Mazoyer | 600801 | 3 | 03/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl James Holly | 2192542 | 4 | 01/22/2002 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Brett Ian Goldstein | 3104778 | 3 | 01/01/2002 | Customer Dispute | Withdrawn | $49,000.00 | $0.00 | See FINRA Report |
| Regina Villacorte Frias | 2748727 | 4 | 11/20/2001 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Stephen Todd Walker | 2368039 | 4 | 05/08/2001 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |