Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Alan Citron | 1374797 | 2 | 10/31/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kenneth John Arellano | 2660786 | 4 | 10/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 09/11/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 08/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 07/20/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kimberly A Mallas | 6740417 | 2 | 06/14/2023 | Customer Dispute | Pending | $14,817.30 | $0.00 | See FINRA Report |
| Richard Scott Debono | 2882335 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Scott Debono | 2882335 | 3 | 05/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Gregory Hawkins | 1211621 | 6 | 05/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Henry Johnson | 1312422 | 6 | 05/01/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |