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FINRA Broker Disclosures for Vanderbilt Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 161-170 out of 240 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victor Fugarov4608937709/27/2007Customer DisputeSettled$24,000.00$0.00See FINRA Report
Krikor Demirjian4212275609/25/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Krikor Demirjian4212275607/30/2007Customer DisputeSettled$5,000.00$0.00See FINRA Report
Krikor Demirjian4212275607/30/2007Customer DisputeSettled$99,960.00$0.00See FINRA Report
Eric Todd Bilitz2214828905/15/2007Customer DisputeDenied$15,028.00$0.00See FINRA Report
Krikor Demirjian4212275603/05/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael David Ward1425173601/01/2007Customer DisputeSettled$17,500.00$0.00See FINRA Report
Michael Harry Applebaum16284431011/30/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Joshua John Hattig2902616211/21/2006Customer DisputeDenied$70,797.70$0.00See FINRA Report
Nicole Brielle Simpson2153564309/01/2006Judgment / Lien$0.00$0.00See FINRA Report

240 Results

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