Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Victor Fugarov | 4608937 | 7 | 01/23/2009 | Customer Dispute | Denied | $11,365.50 | $0.00 | See FINRA Report |
Victor Fugarov | 4608937 | 7 | 11/12/2008 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |
William Paul Fauzio | 2193834 | 8 | 09/04/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Polly Marie Stoecklein | 1041896 | 2 | 08/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Diana Louise Fletcher | 2203146 | 1 | 07/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Brett Ian Goldstein | 3104778 | 3 | 04/28/2008 | Customer Dispute | Settled | $11,000,000.00 | $0.00 | See FINRA Report |
Bryan Patrick Ulatowski | 2055692 | 4 | 03/12/2008 | Customer Dispute | Closed-No Action | $9,200.00 | $0.00 | See FINRA Report |
Keith John Murray | 2944461 | 1 | 01/28/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Aaron Delsignore | 3211462 | 2 | 11/28/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Kenneth John Arellano | 2660786 | 4 | 11/02/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |