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FINRA Broker Disclosures for Vanderbilt Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 240 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Todd Bilitz2214828906/07/2013Customer DisputeDenied$113,000.00$0.00See FINRA Report
Joseph Henry Johnson1312422604/11/2013RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Ray Allen2401922203/19/2013Customer DisputeDenied$80,000.00$0.00See FINRA Report
Philip Michael Scholler32301321003/14/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Timothy Allen Whitmore2962726411/07/2012Judgment / Lien$0.00$0.00See FINRA Report
Philip Michael Scholler32301321009/27/2012Judgment / Lien$0.00$0.00See FINRA Report
Timothy Allen Whitmore2962726408/01/2012Judgment / Lien$0.00$0.00See FINRA Report
Walter L McKinney3268305206/20/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Timothy Allen Whitmore2962726405/08/2012Judgment / Lien$0.00$0.00See FINRA Report
Donna Elizabeth Clifford2525280104/09/2012Customer DisputeSettled$487,006.00$0.00See FINRA Report

240 Results

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