Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Fugarov | 4608937 | 7 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Michael Scholler | 3230132 | 10 | 08/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frankie Ricardo Brin | 2555473 | 2 | 08/01/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynn Theresa Cravinho | 5486266 | 1 | 06/17/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 06/06/2014 | Customer Dispute | Denied | $12,630.90 | $0.00 | See FINRA Report |
| Gale Ann Brodie | 1318619 | 2 | 01/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stuart Taylor Valentine | 1646981 | 3 | 12/11/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jack Theodore Johnson | 1861254 | 2 | 08/27/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Jason Farmer | 4600275 | 1 | 08/12/2013 | Customer Dispute | Denied | $9,427.40 | $0.00 | See FINRA Report |
| Philip Michael Scholler | 3230132 | 10 | 08/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |