Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Carl Denicola | 1392893 | 5 | 06/04/2007 | Customer Dispute | Award / Judgment | $45,000.00 | $44,865.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 01/30/2006 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Joseph Carl Denicola | 1392893 | 5 | 05/20/2005 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Stephen Decatur | 1212531 | 6 | 04/28/2005 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Phillip Robert Cheney | 2496092 | 7 | 04/06/2005 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| David Warren Donahue | 69819 | 1 | 08/10/2004 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| David Joseph Dettloff | 728330 | 2 | 05/21/2004 | Customer Dispute | Closed-No Action | $450,000.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 03/25/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Peter Matthew Thorbahn | 1320701 | 1 | 02/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Robert Cheney | 2496092 | 7 | 11/21/2003 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |