Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moors & Cabot, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Surprenant | 2458986 | 10 | 01/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Smith Gesdorf | 1474294 | 7 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Decatur | 1212531 | 6 | 02/17/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Eugene Vinick | 454934 | 19 | 04/14/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |